May 20, 2015 the Securities and Exchange Commission unanimously approved amendments to Form ADV requesting more information about the composition of client portfolios and risk profiles, and advisers use of social media. A 60-day comment period on the changes is now available on the SEC website. Comments from small firms are mixed. Join RND Resources roundtable discussion June 29 2015 in New York.

It is not just big business deploying software-as-a-service solutions (SaaS). An increased number of registered investment advisers are turning to SaaS to help with new SEC regulatory requirements - especially the Form ADV Part 2 brochure.