US Securities Regulator has tasked FairShares®, Inc. with proposing a comprehensive plan to address investor disclosure issues, fix inefficiencies in our capital markets, and protect investors.
Read MoreThe KoreConX All-In-One Platform is the first to market with a fully compliant blockchain technology (KoreChain) to connect investors, companies, broker-dealers, secondary market ATS, and all stakeholders to the private capital markets
Read MoreCyngn, Inc. announced that it has confidentially submitted a draft registration statement on Form S-1 to the U.S. Securities and Exchange Commission (the "SEC") relating to its proposed initial public offering of its common stock.
Read MoreRebrand occurs ahead of the Company's upcoming equity crowdfunding conference taking place Oct. 7, with already 3,000 registered individuals
Speakers include equity crowdfunding experts from industries spanning legal, FINRA broker-dealer, accounting and auditing, investor acquisition and public relations, digital securities, secondary markets and many more
Read MoreThe conference entitled, "2020: The Year Companies Are Raising Capital from Everyone" will feature a main event of a fireside chat with Ms. Hester Pierce, Commissioner of the
United States Securities and Exchange Commission, and Sara Hanks, a leading securities attorney
Recent article by Southern California law firm, McNamara Benjamin LLP, discusses how failing to understand the difference in how regulatory receivership cases and bankruptcy cases are handled can be costly.
Read MoreAs we enter football season and prepare for the World Series, one very determined entrepreneur has been growing her business from 1 gift for 1 young sports fan, who needed entertainment during a long hospital stay, to over 100 titles reaching kids all across the U.S. this year. GO Series Sports Activities Books include all 32 NFL teams, all 30 MLB teams, and 34 college teams.
McNamara Benjamin LLP to focus growth on federal equity receivership matters to better respond to the increase in FTC, CFPB and SEC enforcement actions
Read MoreMay 20, 2015 the Securities and Exchange Commission unanimously approved amendments to Form ADV requesting more information about the composition of client portfolios and risk profiles, and advisers use of social media. A 60-day comment period on the changes is now available on the SEC website. Comments from small firms are mixed. Join RND Resources roundtable discussion June 29 2015 in New York.
Read MoreMiratech, a leading IT outsourcing provider, opens Miratech AG in order to offer Miratech services to Swiss customers. Miratech AG is founded in Greater Zurich Area on 4th of July 2012 as a joint venture between Miratech and SEC Switzerland AG
Read MoreLeading burned investor's advocate says the 2012 goal of 500,000 new arbitration cases can be achieved if securities arbitration dispute resolution programs are publicized across America on all media platforms and given voice by social media.
Read MoreFINRA securities arbitration filings of just 4,000 cases in 2011 (through October) means that Occupy Wall Street isn't communicating or that Wall Street's and FINRA's failure to publicize arbitration has again rendered Wall Street the winner.
Read MoreNational Planning Holdings, Inc. (NPH), one of the nation's largest independent broker-dealer networks1, has engaged Erado to provide social media compliance services. NPH is expected to roll-out social media capabilities to more than 3,500 affiliate
Read MoreElite faculty of nationally-recognized corporate practitioners,federal government representatives, global consultants and senior in-house counsel to Fortune 500 companies will speak at the annual White Collar Crime + Corporate Governance Conference.
Read MoreQuod Financial, a global provider of adaptive trading technology, today confirms that its underlying platform - Adaptive Execution Platform (AEP) - enables brokers to comply with the new SEC ruling prohibiting "Naked Access".
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